Federal Agency Requirements for Reporting of Professional Activities and Sources of Support

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In proposals and in subsequent steps in the pre-award process, federal agencies require complete listings of investigators’ other activities and the sources and nature of other resources supporting their professional activities. These support the agencies’ consideration and judgment of

  • duplicative resourcing of an investigator’s work, whether by funding or in other forms, and whether at a single institution or across multiple institutions;
  • over-commitment, or double-counting, of a person’s effort;
  • undue influence stemming from commitments to entities other than domestic academic institutions and domestic government agencies.

This page describes general principles applicable to all Federal agencies, followed by specific guidance for agencies that have provided additional details.

What must be included

Prior to issuing an award, agencies require disclosure of the following:

  • All professional activities and commitments
  • All professional appointments and affiliations, paid and unpaid, including honorary positions
  • All collaborations
  • All consulting and business activities having any subject matter relationship with your academic work
  • All sources of support, whether financial or in other forms, for your professional activities

Information is provided in the proposal or through the pre-award Just in Time process. Once provided, up to the time of award, any changes that occur and any omissions that are discovered must be promptly provided to the agency.

At the time of progress reporting, agencies require disclosure of the following:

  • New outside professional activities, commitments or appointments
  • New sources of support, whether financial or in other forms, for your professional activities
  • New collaborations who are significant contributors
  • Effort expended by visiting researchers and student volunteers

Each category is covered in more detail below.

Professional activities and commitments

All current projects and activities, regardless of

  • whether supported by a grant, contract, fellowship, or other award, or only by expenditure of effort or in-kind (e.g. office/laboratory space, equipment, supplies, employees);
  • whether conducted at Lehigh or elsewhere; and
  • the magnitude of your commitment. Specifically, if you have a role, or have committed to having a role, in a project at another institution, the project is part of your portfolio even if the effort devoted is minimal.
Professional appointments and affiliations

All positions and scientific appointments both domestic and foreign whether or not remuneration is received

  • Includes academic, professional or institutional appointments with any entity other than Lehigh, including affiliations with foreign entities or governments
  • May provide access to lab space, research materials and staff
  • Whether full-time, part-time or voluntary (including adjunct, visiting, or honorary)
Collaborations, including Foreign collaborations, affiliations, and commitments; “foreign” or “international” components
  • Collaboration related to funded research
  • Selection to or participation in a foreign “talents” or similar type program
  • Participation in a grant or contract issued by a foreign government to a foreign entity
  • Generally, a foreign or international component involves performance of a significant aspect of a project outside the US or by someone employed by a non-US institution. Each agency provides its own definitions.
Consulting and business activities
  • Income and consulting activities in support of your research endeavors
Sources of support for professional activities
  • All current and pending support for your research efforts, regardless of whether it’s provided through Lehigh, through another domestic or foreign organization, or provided directly to you. Support provided through Lehigh includes both extramural grants and contracts, and internal grants.
  • In-kind services and resources made available to you by a non-Lehigh source (including domestic and foreign universities, individuals and companies) in support of your research, that are not freely available to others
    • whether or not they have monetary value, and
    • regardless of whether they are based at the institution where you are appointed or at the institution awarded the current grant
  • All in-kind contributions (e.g. office/laboratory space, equipment, supplies, employees, students) or items or services whether intended/not intended for use on the project/proposal, and with the expectation of an associated time commitment
  • All research-related grants, contracts, cooperative agreements
  • Financial support for laboratory personnel, including Postdoctoral Fellows
  • Provision of high-value materials that are not freely available to others

Agency-specific rules and guidelines

It is important to note that Federal Agencies have differing definitions of what needs to be reported. There is an effort underway for harmonization across agencies, however, it is unclear when this effort will be completed.

If you are unsure about what to disclose where, and when, do not hesitate to reach out to your Contract and Grant Specialist (CGS).

NOTE: This checklist is a helpful tool for compiling your list of what you should include. NIH and NSF provide the most guidance on where each item should be included, as indicated in the tables below. For other agencies, the closest equivalent to the NIH- or NSF-specified section may be used

NSF
What Where When
Outside Appointments, both paid and unpaid Biosketch Proposal, RPPR (if new)
Research, training and/or education carried out with international counterparts either overseas or using virtual technologies Cover sheet (list countries), Project narrative Proposal
Funding of a foreign organization including subaward or consultant arrangements as part of the award Cover Sheet Proposals or Requires Prior Approval
Unfunded substantial international collaborations with an associated time commitment Current and Pending Support Proposal, RPPR (if new)
Other sources of support for research including support to Lehigh and support directly to the individual (office/laboratory space, equipment, supplies, employees, students) Current and Pending Support Proposal, RPPR (if new)
International Collaborations in your lab (not key personnel) Personnel report in RPPR RPPR only if effort is expended
In-kind contribution intended for use on the project including all unfunded international collaborations contributing to the proposed project Facilities, Equipment and Other Resources Proposal, RPPR (if new)
In-kind contribution not intended for use on the project which has associated time commitment Current and Pending Support Proposal, RPPR (if new)
Support from other than the proposing organization (start-up package) Current and Pending Support Proposal, RPPR (if new)
Internal Grants from Lehigh Current and Pending Support Proposal, RPPR (if new)
Consulting and business activities where the individual will be conducting research as part of the consulting agreement Current and Pending Support Proposal, RPPR (if new)


The NSF Website provides additional information:

COGR Current & Pending Support Tables - NSF

NIH
What Where When
Outside Appointments, both paid and unpaid - even if labeled as "guest", "adjunct", "honorary" Biosketch Proposal, RPPR (if new)
All positions and affiliations, including volunteer positions, relevant to the applications Biosketch Proposal
Ongoing and completed research projects from the past three years that the applicant wishes to highlight Biosketch Proposal
Number of person months devoted to project, even if there is no salary support or direct personal payments to the scientist Other Support JIT, RPPR (if new)
Income, salary, consulting fees, and honoraria in support of individual's research endeavors Other Support JIT, RPPR (if new)
International Collaborations with activities outside of the US (performance of any significant part of the NIH project outside of the US whether or not funds are expended) Foreign Component Proposal. Requires prior approval thereafter.*
Participation in a foreign talent or similar type programs Other Support JIT, RPPR (if new)
All resources and other support, both domestic and foreign, for ongoing research projects, including those conducted at a different institution Other Support JIT, RPPR (if new)
Related sources of support including post-docs, students and visiting scholars funded by foreign sources Other Support JIT, RPPR (if new)
In kind contributions and resources provided by other institutions, both domestic and foreign that support research activities Other Support JIT, RPPR (if new)
Foreign grants direct to the investigator Other Support JIT, RPPR (if new)
International Collaborators in the investigator’s lab (not key personnel) Personnel report in RPPR RPPR only if effort exceeds one month

* Foreign components need prior approval on NIH grants. They should be called out in proposals if known, and should be reported prior to engaging in the research activity if added after the start of the award. Foreign Components include:

  • performance of work related to the grant at a foreign location
  • collaboration related to the funded research with a foreign researcher who will perform work at his/her home institution.

NOTE: The foreign component needs to be reported and approved by NIH even if NIH funds are not being used to support the activity.


The NIH website has more information:

COGR Commentary on Disclosing Other Support and Other Resources Funded by the National Institute of Health

Department of Defense